Iowa Bankers Insurance & Services, Inc. Iowa Bankers Mortgage Corporation
Iowa Bankers Association
8800 NW 62nd Avenue
Johnston, IA 50131
Toll-Free: 800-532-1423
Local: 515-286-4300
Fax: 515-280-4140

Event Detail

Event Description

Join us as we analyze consumer compliance issues identified by the CFPB and other regulatory agencies. Not only will we discuss the issues in detail, but we have developed auditing and monitoring activities that you can utilize to ensure these areas are not issues at your institution!

Internal auditing and monitoring for consumer compliance are important components of your institution’s compliance management system. Don’t be caught off guard by a known regulatory compliance issue! Join us as we discuss regulatory agency identified compliance weaknesses and how to implement an effective testing program designed to proactively identify consumer compliance issues at your institution.

Program Highlights

  • Tips on Developing Auditing & Monitoring Schedules
  • Understanding the Components of the FFIEC Consumer Compliance Examination
  • The Benefits of a Proactive Compliance Program
  • Most Frequently Cited Regulatory Violations
    • CFPB: Supervisory Highlights
    • FDIC: Consumer Compliance Supervisory Highlights Overview
    • Federal Reserve System: Consumer Compliance Outlook
  • Examples of communications that result in UDAAP concerns
  • Utilizing CMP Reports as Auditing and Training Tools
  • Flood - Issues that lead to CMP’s!
  • Ready to use checklists for several of the areas discussed!

Who Should Attend?

This informative session is designed for operations managers, compliance officers, risk officers and auditors but will cover issues identified on both the lending and deposit areas.


Live Plus Five - $265
Register for the live event and get five days access to the OnDemand Playback. You'll have opportunity to ask questions during the presentation and be free to review the content for the next five business days. Registration also includes links to presenter materials, handouts, and pdfs.

OnDemand Recording Only - $295
Includes a weblink for unlimited viewing for 6-months after the date of the webinar as well as a link to handouts. Does not include live session.

CD-ROM and Hardcopy Handouts - $345

CD-ROM plus Hardcopy Handouts. Does not include live session.

Live Plus Six - $365
Attend live; includes six months access to OnDemand playback. Combine the advantages of live attendance with an unlimited number of replays for the next six months.

Premier Package - $395
Includes all three options above. Live session, OnDemand Weblink, and CD-ROM plus Hardcopy Handouts.

Additional Locations
Want your branches to participate? Facilities within your organization will be able to participate without the travel costs of coming to one location.

Webinar (04/15/21 10:00AM - 11:30AM)

Online Registration

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Iowa Bankers Insurance & Services (IBIS) offers Iowa banks a full line of insurance products.

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Iowa Bankers Mortgage Corp. (IBMC) offers the products & experience Iowa banks need in the secondary mortgage market.

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