We will discuss the function and responsibilities of each department in your institution, so you can see how your role impacts your fellow employees and your accountholders. In addition, we will touch on how mobile banking and mobile transactions enhance and support the “traditional” products and services offered by financial institutions. We will also detail the role of the Regulatory Agencies, the exam process and why doing your part to comply with regulatory requirements is essential.
What You’ll Learn
- Overview of the financial system
- Recognize how compliance regulations impact your day-to-day responsibilities
- Describe traditional consumer and business products and services offered by financial institutions
- Discuss how current and emerging technologies impact how financial institutions reach their existing and new accountholders
- Understand the role of the regulatory agencies and exams
- Realize the importance of ethics and confidentiality
Who Should Attend
This informative session is designed for new hires, including lenders, frontline, branch, and operations staff, as well as compliance officers.