Compliance Publications

On March 1, 2024, a federal district court in the Northern District of Alabama concluded that the Corporate Transparency Act — the rule responsible for the Beneficial Ownership Registry —…

After decades in the making, the Federal Deposit Insurance Corp., the Office of the Comptroller of the Currency and the Federal Reserve issued a final rule that purports to modernize…

The IBA’s Compliance Hotline has received several questions related to altering branch hours due to inclement weather or other unforeseeable circumstances. A bank or branch’s operating hours are not mandated…

This guide is intended to provide suggested record retention periods based upon state and federal laws and regulations. When a specific retention period is not required by law or…

The Iowa Banking Guide is a collection of articles and questions and answers related to Iowa banking laws, administrative code and advisory opinions from the Iowa Division of Banking…