An effective testing program is paramount to your compliance management system.
Self-testing can help you identify issues before your examiners do, allowing you to correct them before their next visit. But where should you start? This session will explore the Bank Secrecy Act / Anti Money Laundering examination manual and will discuss specifics related to testing methods.
Covered Topics
- Background of BSA/AML requirements
- What will the examiners test?
- How to focus your testing based on your institutions risk
- How to utilize examination manuals to plan your testing
- What to test for disclosures, notices, etc.
- Transaction testing for the major BSA areas
- Common issues found
- Bonus: All participants will receive sample workpapers for transaction testing
- And much, much more . . .
Who Should Attend?
This informative session is designed for Quality Control Managers, Quality Control staff, Compliance Officers, Compliance staff, BSA Officers, BSA staff, Internal Audit Managers, and Internal Audit staff.
Instructions
Live Plus Five – $265
Register for the live event and get five days access to the OnDemand Playback. You’ll have opportunity to ask questions during the presentation and be free to review the content for the next five business days. Registration also includes links to presenter materials, handouts, and pdfs.
OnDemand Recording Only – $295
Includes a weblink for unlimited viewing for 6-months after the date of the webinar as well as a link to handouts. Does not include live session.
CD-ROM and Hardcopy Handouts – $345
CD-ROM plus Hardcopy Handouts. Does not include live session.
Live Plus Six – $365
Attend live; includes six months access to OnDemand playback. Combine the advantages of live attendance with an unlimited number of replays for the next six months.
Premier Package – $395
Includes all three options above. Live session, OnDemand Weblink, and CD-ROM plus Hardcopy Handouts.
Additional Locations
Want your branches to participate? Facilities within your organization will be able to participate without the travel costs of coming to one location.