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FFIEC BSA/AML Exam Manual: A 4 Part Training Webinar


During this four-part study we will work directly from the FFIEC BSA Exam Manual. You will receive an electronic copy of the manual.

Learn at your desk with your peers! Spend time with Deb Crawford this year and become the BSA/AML Exam manual expert at your financial institution. Each section will be two hours of training.

FFIEC BSA/AML Exam Manual Part 1: History, Risk Assessments, Training, and More!
November 18, 2022, 10:00 am CST
During this webinar, we will focus on the first section of the exam manual.

What You’ll Learn

  • Risk Assessments
  • Compliance Program
  • Internal controls
  • BSA Officer
  • Training

FFIEC BSA/AML Exam Manual Part 2: CIP, CDD, and High-Risk Customers
December 9, 2022, 10:00 am CST
During this part of the study, we will cover line by line these sections of the FFIEC BSA/AML Exam Manual.

What You’ll Learn

  • Assessing Compliance
  • Customer Identification Program
    • Information
    • Document Verification
    • Nondocument Verification
    • Resolving Discrepancies
    • Recordkeeping
    • Reliance on Third parties and Other Financial Institutions
  • Customer Due Diligence
    • Risk rating customers
    • Beneficial Ownership
  • Enhanced Due Diligence
    • MSBs
    • MRBs
    • PEPs
    • NRAs
    • Cash Businesses
    • Third Party Payment Processors

FFIEC BSA/AML Exam Manual Part 3: SARs and CTRs
December 19, 2022, 1:30 pm CST
During our study on the reports, we will cover everything in the exam manual related to CTRs and SARs.

What You’ll Learn

  • Suspicious Activity Reporting
  • Alerts -Monitoring
  • Model Validation
  • Working with law enforcement
  • Making the decision to file
  • CTRs
  • CTR exemptions
  • Aggregations for CTR purposes

FFIEC BSA/AML Exam Manual Part 4: Monetary Instrument Records, Funds Transfers, and More!
January 10, 2023, 1:30 pm CST
We will cover the recordkeeping requirements and how we work with law enforcement.

What You’ll Learn

  • Monetary Instruments Recordkeeping Requirements
  • Funds Transfer Recordkeeping
  • 314 a Process and examination
  • 314 b Sharing information with another financial institution
  • Line-by-line look at the exam manual and what will be examined
  • Studying this section to keep you in compliance with these four big sections
  • Special Measure
  • OFAC Examination Procedures

Who Should Attend
BSA Officers, Staff, Compliance, Audit and Management.